09.12.2015 15:07:32
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DGAP-Stimmrechtsanteile: Nordex AG
DGAP-PVR: Nordex SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
3. Details of person subject to the notification obligation
Name: City and country of registered office: J.P. Morgan Investment Management New York United States of America Inc. (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
02.12.2015
6. Total positions
% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 5,85 % % 5,85 % 80.882.447 ing situat- ion Previo- 5,11 % % 5,11 % / us notifi- cation
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in % direct indirect direct indirect (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) DE000A0D6554 4.730.356 % 5,85 % Total 4.730.356 5,85 %
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % Total %
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting instrume- or maturity conversion physical rights rights nt date period settlement absolute in % Total %
8. Information in relation to the person subject to the notification obligation
X Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights % of voting rights Total of both (if (if at least held 3% through instruments (if at least held 5% or more) at least held 5% or more) or more)
9. In case of proxy voting according to § 22 Abs. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights)
09.12.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de
--------------------------------------------------------------------------- Language: English Company: Nordex SE Erich-Schlesinger-Straße 50 18059 Rostock Germany Internet: www.nordex-online.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
Nordex SE
09.12.2015 15:07
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
---------------------------------------------------------------------------
Notification of Major Holdings
1. Details of issuer
Nordex SE
Erich-Schlesinger-Straße 50
18059 Rostock
Germany
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Name: City and country of registered office: J.P. Morgan Investment Management New York United States of America Inc. (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
02.12.2015
6. Total positions
% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 5,85 % % 5,85 % 80.882.447 ing situat- ion Previo- 5,11 % % 5,11 % / us notifi- cation
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in % direct indirect direct indirect (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) DE000A0D6554 4.730.356 % 5,85 % Total 4.730.356 5,85 %
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % Total %
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting instrume- or maturity conversion physical rights rights nt date period settlement absolute in % Total %
8. Information in relation to the person subject to the notification obligation
X Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights % of voting rights Total of both (if (if at least held 3% through instruments (if at least held 5% or more) at least held 5% or more) or more)
9. In case of proxy voting according to § 22 Abs. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights)
09.12.2015 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de
--------------------------------------------------------------------------- Language: English Company: Nordex SE Erich-Schlesinger-Straße 50 18059 Rostock Germany Internet: www.nordex-online.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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